Regulatory Compliance

Annexure B – Formats of Mandatory display

i - Basic details of the SB such as registration number, registered address of Head Office and branches if any –

Stock Broker Name Registration Number Registered Address Branches (if any) Contact Number email ID
Patani Securities Pvt Ltd NSE INZ000232233 11, Crescent Chambers , Ground Floor, Tamarind Lane , Fort , Mumbai 400 001 EMDEE STOCKBRO PVT.LTD. 201,2ND FLOOR,SUMTI NIVAS , SENA BHAVAN PATH DADAR(W) ,MUMBAI 400 028 +91-22- 40012810 admin@patanisecurities.com
Patani Securities Pvt Ltd BSE INZ000232233 11, Crescent Chambers , Ground Floor, Tamarind Lane , Fort , Mumbai 400 001 EMDEE STOCKBRO PVT.LTD. 201,2ND FLOOR,SUMTI NIVAS , SENA BHAVAN PATH DADAR(W) ,MUMBAI 400 028
POWERPUSHER FINANCIAL SERVICES LLP 306, M.B.HOUSE, 3RD FLOOR , 79, JANMABHOOMI MARG, FORT ,MUMBAI 400001
+91-22- 40012810 admin@patanisecurities.com

Escalation Matrix:

Details of Contact Person Address Contact No. Email ID
Customer care Vimal R Shah 11, Crescent Chambers , Ground Floor, Tamarind Lane , Fort , Mumbai 400 001 +91-22- 40012810
+91- 9819363381
complaints@patanisecurities.com
Head of Customer care Vimal R Shah 11, Crescent Chambers , Ground Floor, Tamarind Lane , Fort , Mumbai 400 001 +91-22- 40012810
+91- 9819363381
complaints@patanisecurities.com
Compliance Officer Vimal R Shah 11, Crescent Chambers , Ground Floor, Tamarind Lane , Fort , Mumbai 400 001 +91-22- 40012810
+91- 9819363381
admin@patanisecurities.com
CEO

ii. Names and contact details of all Key Managerial Personnel including the Compliance Officer-

Sr. No. Name of the Individual Designation Mobile Number Email ID
1 Tejas M Patani The Whole-Time Director + 91- 9819439278 Tejas.patani@gmail.com
admin@patanisecurities.com
2 Purnima M Patani Director +91- 9819839272 mukesh@patanisecurities.com
admin@patanisecurities.com
3 Vimal R Shah The Compliance Officer +91- 9819363381 compliance@patanisecurities.com
admin@patanisecurities.com

iii. Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.

  1. Detailed write up on the procedure for opening an account along with Flowchart and video if any (optional).
  2. Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart and video if any (optional). Provisions are to be made for sharing Ticket Number once the complaint is lodged.
  3. Detailed write up on procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart and video if any (optional).

iv. Details of Authorized Persons

List Of Authorised Persons (AP)
Sr. No. Authorise d Person's Name Authorise d Person Code (Exchange wise) Constitution Status
Registered Address
Terminal Details
(Approved / Cancelled) Add City State Pin code Terminal Allotted (Y/N)
1 EMDEE STOCK BRO PVT LTD BSE/NSE CORPORATE PVT APPROVED 201,2ND FLOOR,SUMTI NIVAS , SENA BHAVAN PATH DADAR(W) MUMBAI MAHARASHTRA 400028 YES
2 MEHUL L SHETH NSE INDIVIDUAL INDIVIDUAL 8 ARYAN MAHAL 1 ST FLOOR, C ROAD NEAR CHURCHGATE STATION MUMBAI MAHARASHTRA 400020 YES
3 POWER PUSHER FINANCIAL SERVICES LLP BSE PARTNERSHIP LLP APPROVED 306 , M.B HOUSE, 3 RD FLOOR, 79 JANMABHOMM I MARG, FORT, MUMBAI MAHARASHTRA 400001 Yes
4 ALPESH M SHAH BSE INDIVIDUAL APPROVED C-706 ASHOKA TOWERS 7 TH FLOOR, S.S. ROAD , LOWER PAREL MUMBAI MAHARASHTRA 400001 YES
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. No. Authorised Person's Name Status Authorised Person Cancellation Details
Date Reason
NA

Bank Account Details

Sr. No. Account Name Bank Name Branch Account Number IFSC Code
1 PATANI SECURITIES PVT LTD BANK OF INDIA STOCK EXCHANGE 008620110000655 BKID0000086
2 PATANI SECURITIES PVT LTD BANK OF INDIA STOCK EXCHANGE 008620100016428 BKID0000086
3 PATANI SECURITIES PVT LTD HDFC BANK LTD FORT 15770340009547 HDFC000060
4 PATANI SECURITIES PVT LTD HDFC BANK LTD FORT 00600340008801 HDFC000060