Downloads

Downloads

(Provide Attachment for the items where required)

Forms

• KYC Form- Individual

• KYC Form- Non Individual

• KYC Non Individual Annexure


Policy

• PMLA Policy

• Policies and Procedures (Mandatory)

• Risk Management Policy

•Policy regarding treatment of inactive accounts

• Employee Insider Trading Policy

• Application for closing of Trading account

• Dormant Account BSE & NSE

• Additional Literature for AML Requirements

• Internal Control Policy

• Risk Disclosure Document

• Modification and Error

• Do’s and Don’ts for Clients

• Client Guidance Documents

• Surveillance Policy

• Policy for Pre-funded Instruments

For Investors

• Advisory KYC Compliance

• Investor Charter DP

• Investor _ charter _Stock Broker

• Investor complaints cell

• Documents In Vernacular Language

•Encouraging More Retail Investors To Participate In Voting On Motions Moved By Listed Companies

• Risk Disclosure In Dervative Segment

• Investor Complaints Data

• Advisory for investor

• Advisory on Impersonation and unauthorized Market Practices

• Voluntary Closure of Trading Accounts

• Most Important terms and condition (MITC )