Download
Forms, policies, procedures and investor documents. Each link opens a PDF — links are grouped by category and announced as lists for screen reader users.
Policy
- PMLA Policy
- Policies and Procedures (Mandatory)
- Risk Management Policy
- Policy regarding treatment of inactive accounts
- Employee Insider Trading Policy
- Application for closing of Trading account
- Dormant Account BSE & NSE
- Additional Literature for AML Requirements
- Internal Control Policy
- Risk Disclosure Document
- Modification and Error
- Do's and Don'ts for Clients
- Client Guidance Documents
- Surveillance Policy
- Policy for Pre-funded Instruments
For Investors
- Advisory KYC Compliance
- Investor Charter DP
- Investor Charter — Stock Broker
- Investor complaints cell
- Documents In Vernacular Language
- Encouraging More Retail Investors To Participate In Voting
- Risk Disclosure In Derivative Segment
- Investor Complaints Data
- Advisory for investor
- Advisory on Impersonation and unauthorized Market Practices
- Voluntary Closure of Trading Accounts
- Most Important Terms and Conditions (MITC)
- Most Important for Investor